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Committee on Capital Markets Regulation
Results: 83

#	Item
11	DOCUMENTATION RISK, OPERATIONAL RISK AND THE NEW CAPITAL ACCORD 1 Good documentation plays a vital role in promoting the growth and liquidity of markets in financial products. This speech explores the benefits of standar Add to Reading List Source URL: www.hkma.gov.hk Language: English - Date: 2011-08-10 07:57:43 Bank regulation Banking Risk Operational risk Standardized approach Advanced measurement approach Hong Kong Monetary Authority Basel Committee on Banking Supervision Bank Financial regulation Basel II Finance
12	Global Risk and Governance Initiative (U.S. Chamber of Commerce) on TLAC Add to Reading List Source URL: www.financialstabilityboard.org Language: English - Date: 2015-02-06 07:49:58 Bank regulation Financial markets Systemic risk Economic bubbles Financial crises Basel III Basel II Capital requirement Basel Committee on Banking Supervision Economics Financial economics Finance
13	November 1, 2013 Ms. Elizabeth M. Murphy, Secretary Securities and Exchange Commission 100 F Street NE Washington, DC[removed]VIA ELECTRONIC MAIL: [removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-01 14:04:28 Financial markets Late-2000s financial crisis Systemic risk Institutional investors Office of Financial Research Hedge fund Dodd–Frank Wall Street Reform and Consumer Protection Act Mutual fund Committee on Capital Markets Regulation Financial economics Economics Investment
14	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No[removed]February 26, 2015 Joint Industry Plan; Notice of Designation of a Longer Period for Commission Action on the Proposed National Market System Plan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-27 11:03:14 Investment NYSE Euronext Chicago Stock Exchange Committee on Capital Markets Regulation NASDAQ OMX Group CA Technologies Securities Industry and Financial Markets Association U.S. Securities and Exchange Commission American International Group Financial economics Financial markets Economy of the United States
15	Ref: CHC/34/H25 June 28, 2013 Comments on the Basel Committee on Banking Supervision’s Consultative Document: Supervisory framework for measuring and controlling large exposures Japanese Bankers Association We, the Jap Add to Reading List Source URL: www.bis.org Language: English - Date: 2013-07-03 10:36:00 Bank regulation Basel II Internal Ratings-Based Approach Basel III Banking Financial markets Exposure at default Credit risk Capital requirement Financial regulation Financial economics Finance
16	[removed]December 2005 EU AND US AGREE PRIORITIES FOR FUTURE COOPERATION ON FINANCIAL MARKETS REGULATION Add to Reading List Source URL: www.iasplus.com Language: English Finance Committee of European Securities Regulators Capital market European Union Hedge fund Financial regulation International Organization of Securities Commissions Financial economics Financial markets Investment
17	This PDF is a selection from an out-of-print volume from the National Bureau of Economic Research Volume Title: Research in the Capital Markets Volume Author/Editor: Exploratory Committee on Research in the Capital Marke Add to Reading List Source URL: www.nber.org Language: English - Date: 2014-09-22 15:14:14 Short Short selling Ambient intelligence Business Economics Money Financial markets Finance Financial regulation
18	IOSCO Technical Committee Outlines Action Plan to Strengthen Capital Markets Against Financial Fraud, Reports on Progress to Develop a Code of Conduct for Credit Rating Agencies, and Issues Principles on Client Identific Add to Reading List Source URL: www.fsa.go.jp Language: English - Date: 2004-05-31 02:45:54 U.S. Securities and Exchange Commission Credit rating agency Business Economics Securities Commission of New Zealand Securities Commission Bank regulation Corporate governance Capital market Financial regulation International Organization of Securities Commissions Government
19	Capital Requirements and Basel III Knowledge@Wharton: There has been a lot of new rules, re-regulation, new regulatory regimes, and there is a lot of prep work from what you have said that needs to be done. But there sti Add to Reading List Source URL: kw.wharton.upenn.edu Language: English - Date: 2014-02-21 13:59:32 Financial regulation Systemic risk Basel III Financial markets Basel II Capital requirement Market liquidity Basel Committee on Banking Supervision Leverage Bank regulation Financial economics Finance
20	Deutsche Börse Group Position Paper on the BCBS consultative documents Page 1 of 36 “Strengthening the resilience of the banking sector” and “International framework for liquidity risk measurement, standards and Add to Reading List Source URL: www.bis.org Language: English - Date: 2010-04-20 02:25:10 Financial economics Banking Financial markets Basel II Basel Committee on Banking Supervision Capital requirement Liquidity risk Market liquidity Bank Finance Bank regulation Financial regulation

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